Nonpublic Information Is Collected for the Sole Purposes Of:
- Creating a client profile for the development of a fiduciary based client investment strategy;
- Assisting the client with their broker/custodian account or to otherwise serve their advisory needs;
- As required by securities laws and other federal and state regulation;
- As needed for conducting critical operational functions such as: reporting, billing, or compliance.
The Firm will never sell or otherwise disclose natural person client nonpublic information (PII) unless:
- Instructed to do so by the client (consent);
- Required to do so by law;
- Required to conduct critical operational functions, such as: reporting, billing, or compliance.
A copy of the Firm’s Privacy Policy is available upon request.